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Securities and Exchange Commission (SEC) Rule 17a-4, SEC Rule 18a-6, FINRA 4511, & CFTC 1.31 United States - Microsoft Compliance

An independent assessment firm validated that Azure and Office 365 can help financial firms meet the records retention and immutable storage requirements of SEC Rule 17a-4, SEC Rule 18a-6, FINRA 4511, & CFTC 1.31.



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Securities and Exchange Commission (SEC) Rule 17a-4, SEC Rule 18a-6, FINRA 4511, & CFTC 1.31 United States - Microsoft Compliance

https://docs.microsoft.com/en-us/compliance/regulatory/offering-sec-17a-4

An independent assessment firm validated that Azure and Office 365 can help financial firms meet the records retention and immutable storage requirements of SEC Rule 17a-4, SEC Rule 18a-6, FINRA 4511, & CFTC 1.31.



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https://docs.microsoft.com/en-us/compliance/regulatory/offering-sec-17a-4

Securities and Exchange Commission (SEC) Rule 17a-4, SEC Rule 18a-6, FINRA 4511, & CFTC 1.31 United States - Microsoft Compliance

An independent assessment firm validated that Azure and Office 365 can help financial firms meet the records retention and immutable storage requirements of SEC Rule 17a-4, SEC Rule 18a-6, FINRA 4511, & CFTC 1.31.

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